Max Rudolph is a credentialed actuary (FSA CERA MAAA) and CFA charterholder who develops pragmatic enterprise risk management programs and investment strategies. Focusing on independent and honest peer review, Max provides consulting services from ad hoc skepticism to outsourced Chief Risk Officer. He is an ERM and ALM expert and offers continuing education through articles, modules and seminars. He is an adjunct Professor with Creighton University, and served as a member of the CFA Nebraska and Society of Actuaries boards. Max leverages this knowledge and experience to help financial service firms make better decisions.
Culture, ethics and compliance are inextricably linked. Where employees have faith in leadership to do the right thing, and where they see it being done from day to day, compliance is likely not to be an issue. Where there's a clear lack of communication and poor decision making at the top, morale plummets and reputation will undoubtedly suffer. Where does your firm...
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