Mark Follows is a subject matter expert in financial markets compliance at NICE Actimize. He is a London-based financial markets compliance professional with over seven years’ experience specific to the UK/EU regulatory landscape acquired in both trading venue and post-trade environments. Mark is well-versed in regulatory expectations around market monitoring (market abuse, market manipulation and disorderly trading) and wider compliance domain demands.
Recent Events Lead to Increased Scrutiny In the aftermath of global market manipulation events, the foreign exchange (FX) market has been subject to increased regulatory scrutiny. Mark Follows examines the compliance trends FX traders should be aware of moving forward, from enhanced surveillance to the management of conduct issues. Here are some strategies the industry can take to improve ethics and compliance....
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