Jamie Nash

jamie-nashJamie Nash is a partner at Kleinberg Kaplan, where he focuses his practice on the investment management industry.  Jamie advises startup and mature private investment funds and investment advisors on issues related to their formation, structure and operation.  He also advises clients with respect to management company operating agreements, seed capital arrangements, employment and consulting agreements, general securities law matters, commodities issues, third-party marketing agreements, soft-dollar arrangements and blue sky compliance. Jamie also spends a significant portion of his practice advising investment advisors with respect to establishing, implementing and monitoring compliance programs, as well as counseling clients through SEC investment advisor examinations.

Changes from the SEC to improve risk monitoring

The SEC recently adopted amendments to Form ADV and to certain rules under the Investment Advisers Act, which become effective October 31, 2016. While the compliance date is not until next year and advisers may not be required to use the amended Form ADV until well into 2018, it’s critical that firms take note of the changes now.

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