Hollie Mason is managing director of the Chicago office of consultancy Stout. She has extensive experience in the financial services industry, including presenting multifaceted securities cases before arbitration panels, courts and regulatory bodies; determining compliance and causation; engaging in rulemaking, interpretation, and enforcement; conducting regulatory investigations; and managing regulatory risks.
Ryan Murphy is a senior manager in the Washington, D.C., office of consultancy Stout. A certified fraud examiner, he has extensive experience in the financial services industry developing and testing brokerage industry compliance and risk management systems.
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