Frank Schall

Frank Schall is a Member at Moore & Van Allen PLLC. Frank has broad experience conducting internal investigations and representing clients in regulatory enforcement and white collar criminal defense matters, focusing on FCA and FCPA matters. He has represented clients in matters involving the SEC, the CFTC, the United Kingdom’s Financial Conduct Authority, the Monetary Authority of Singapore, the Hong Kong Monetary Authority, various U.S. Attorneys’ offices, the Department of Justice and the North Carolina Attorney General’s Office. In addition to his white collar and investigation experience, Frank has handled a range of commercial litigation and financial services matters, including complex commercial disputes, securities class actions, shareholder derivative suits, Sarbanes-Oxley litigation and allegations of unfair or deceptive trade practices.

Tall sidebar CTA
Scce workshop
Volkov's book about DOJ featuring a road sign on the cover
Compliance Job Interview Q&A
  • Ying July 18, 2019
    SEC Obtains Final Judgment Against Former Equifax Executive Charged with Insider Trading
  • Mark Loman July 18, 2019
    SEC Charges Former Company Controller with Insider Trading
  • Paul Alar and West Mountain, LLC July 18, 2019
    SEC Charges Atlanta Fund Adviser and Its Principal for Fraudulently Overvaluing Assets

Stay Connected!

Get CCI's weekly GRC news blast right in your inbox!
SUBSCRIBE
close-link