Douglas Harmon

Doug Harmon leads Parker Poe’s Securities & Corporate Governance group and its Public Company Growth & Compliance group and co-leads the Governance, Risk & Compliance group. With more than 30 years of experience, he represents domestic and international public and private entities in a full array of capital markets and finance, merger and acquisition, securities compliance, and corporate governance risk, and compliance matters. He may be reached at 704.335.9020 or [email protected].

diverse group of professionals

How Involved is Your Board? It’s long been said that an effective compliance program can’t exist without a strong culture of ethics and compliance. Also critical is tone from the top, without which there’s no clear directive for the organization and employees on the importance of compliance. The board of directors plays a critical role in setting the right tone. Is your...

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Compliance Job Interview Q&A
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    Former CEO of Chicago-Area Public Company Pleads Guilty in Market Manipulation Scheme

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