This year, U.S. regulatory examiners will be using even more sophisticated data tools and scrutinizing how firms monitor employees with industry discipline records.

In this interview, we share expert insights from Randall Mikkelsen, ThomsonReuters’ North American Managing Editor for Enterprise Risk Management, and Richard Satran, Senior Reporter for Wall Street Regulation.

Corporate Compliance Insights is a wholly owned subsidiary of Conselium Executive Search, the global leader in compliance search.  

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