Category: Compliance

What is Cryptocurrency and Who is Going to Regulate It?

Posted by Matthew Plant - April 23, 2018

A Look at SEC, FINRA and Other Issues Cryptocurrency experienced massive and unprecedented growth in…

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Identifying and Verifying Ultimate Beneficial Owners

Posted by Paul Charmatz - April 19, 2018

Getting the Full Picture, Fast Comprehensively identifying and verifying corporate hierarchies and ultimate beneficial owners…

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TRACE Podcast: Cost-Effective Internal Investigations

Posted by TRACE International - April 18, 2018

Jeff Clark of Willkie Farr & Gallagher provides comprehensive guidance for planning and executing internal…

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Regulators Catching Up with the Crypto Craze

Posted by Jesse Brown - April 13, 2018

The Risk to Investors Despite the proliferation of Bitcoin and other cryptocurrencies, financial regulators have…

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Asia-Pacific’s Link to the Russian Oligarchs

Posted by Wendy Wysong - April 12, 2018

A Compliance Challenge On April 6, the U.S. imposed economic sanctions on a number of…

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Practical Steps for Compliance with NYDFS Regulation Part 504

Posted by Adil Raza - April 12, 2018

5 Actions to Take Now With the New York State Department of Financial Services (“DFS”)…

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Using IPA for Due Diligence Compliance

Posted by Ajay Katara - April 12, 2018

A Primer on the Standardized Approach to Credit Risk The Bank for International Settlements (BIS)…

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5 Predictions About Blockchain and Compliance

Posted by Christian Auty - April 9, 2018

The Potential Changes Coming There’s still a significant amount of uncertainty around blockchain, but the…

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Retaliation? Tell It to the SEC

Posted by Peter Rasmussen - April 3, 2018

Implications for Compliance Program from the Digital Realty Ruling The Supreme Court ruled recently on…

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Navigating KYC in the Nordics, Part 2

Posted by Laura Glynn - March 28, 2018

Embracing New Technologies Fenergo’s Laura Glynn discusses how banks around the world are embracing a…

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A Small Change for Asia-Pacific

Posted by Wendy Wysong - March 27, 2018

Little Movement in Latest Transparency International Rankings Transparency International published its 2017 Corruption Perceptions Index…

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The True Cost of Compliance

Posted by Peter Merkulov - March 26, 2018

Making Sense of Dollars and Cents With the upcoming GDPR directive on everyone’s minds, compliance…

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