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Jeffrey Kaplan, a partner in the Princeton, New Jersey office of Kaplan & Walker LLP, has practiced law in the compliance and ethics field since the early 1990’s.
Mr. Kaplan is also former adjunct professor of business ethics at NYU’s Stern School of Business, co-editor (with Joseph Murphy) of Compliance Programs and the Corporate Sentencing Guidelines (West Thomson), former counsel to the Ethics and Compliance Officer Association and co-author of a study by the Conference Board on the use of compliance and ethics program criteria in government enforcement decisions.
Managers’ C&E duties are generally one of the first topics covered in a code of conduct, but the discussion shouldn’t end at the program’s introduction. Managers’ C&E duties must be…Read More
Posted by Jeff Kaplan - January 8, 2015
There is no one-size-fits-all risk assessment. Assessments should be fairly different, in fact, from one organization to another, since needs and risks are necessarily quite different depending on industry, location,…Read More