How to Ace Compliance Interviews: Advice for the Next Generation of Compliance Officers
Mary Shirley of Fresenius and the Great Women in Compliance podcast offers solid guidance for professionals new to compliance. The ...
Tag: job interview
Avoiding Common Pitfalls in the Compliance Job Search
Looking for your first job when fresh out of college can be a demoralizing experience. Just finding suitable roles to ...
Webinar on Employee Handbook: Policies, Best Practices, and 2019 Issues
What will be discussed? Employee handbooks increasingly provide for employers the opportunity to make their workforce more committed to and ...
Developing Effective Employee Handbooks: 2019 Critical Issues and Best Practices
OVERVIEW Employee handbooks have become a valuable tool in providing important information to employees. Handbooks describe what employers expect of ...
Webinar on Building a Corporate Culture that Values Honesty, Rewards Integrity and Encourages Candor
Whether it’s fear of reprisal, natural timidity, or not wanting to hurt someone’s feelings, many of us avoid straight and ...
HR Compliance 101 – Virtual Bootcamp for New HR and Non HR Supervisors and Managers
OVERVIEW Knowing what to do in increasingly complicated employee situations can be difficult for even seasoned professionals, especially in an ...
Virtual Boot camp on HR Compliance 101 for New HR and Non HR Supervisors and Managers
If an HR department does not know how to recognize or fix problems, what can be solved as a mere miscommunication can ...
Understanding Pay Equity: What an Employer Needs to Know About Pay Discrimination, Pay Gap, New EEO-1 Requirements, Revised EEOC/OFCCP Legislation and More
OVERVIEW In this webinar, you will learn about your obligations as an employer in achieving pay equity in your workplace ...
Compliance Job Interview Questions and Answers
At CCI, we know what questions reveal a candidate’s qualifications, and we know what answers a hiring authority is looking ...
- Eric J. "EJ" Dalius et al. October 15, 2019SEC Charges Additional Defendant in Multimillion Dollar Ponzi and Pyramid Scheme
- Cetera Advisors, LLC and Cetera Advisor Networks LLC October 15, 2019SEC Charges Registered Investment Adviser and Broker-Dealer with Defrauding Advisory Clients
- Richard Andrew Mallion October 11, 2019SEC Charges Man with Fraud, Unregistered Brokerage Activity, and Unregistered Offering
