Uncovering the Data and Compliance Issues Banks Face Today
Advancements in technology have transformed the horizon of financial services, but these innovations are also raising challenges of their own ...
Tag: information management
Preventing “The Great Spreadsheet Escape:” Lessons from BlackRock’s Data Leak
In January, BlackRock accidentally leaked confidential sales data by posting spreadsheets unsecurely online – certainly not the first time we’ve ...
Data Retention: “Do I Really Need to Keep This?”
Data retention is a persistent challenge for in-house counsel, but developing workable information governance policies and procedures needn’t be a ...
You’re GDPR Compliant …Now What?
4 Next Steps With the European Union’s General Data Protection Regulation (GDPR) deadline now behind us, the real work of ...
The Data Collection “Fire Drill”
Using Tech to Streamline Compliance Efforts Data collection and monitoring tools now make it easier to access information quickly, but ...
Sins of the Silo
Compliance Challenges in Financial Services The financial services sector faces numerous obstacles – especially the constant change in regulations. Michael ...
Why Organizations Need an Information Asset Register
Guidance for Information Governance Guardians Every business relies on information assets to assist with daily functions. Today's increased cybersecurity risks ...
4 Ways to Lessen the Burden of a FINRA Audit
Take These Steps Now to Minimize Risk Later When it comes time for a FINRA audit, financial organizations can spend a ...
The Impact of RPA on GDPR
Buzzwords like AI and machine learning tend to grab the attention of C-suite leaders, but the most exciting tool in ...
4 Questions to Help Prepare for the GDPR
Information Management vs. Information Governance Do you know the difference between information governance and information management? Kevin Gibson of Hanzo ...
Keep Only What You Need
The risk associated with violating privacy laws and regulations is higher than ever, so it is imperative for companies to ...
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- Iconix Brand Group, Inc., Neil R. Cole and Seth Horowitz December 5, 2019SEC Charges Iconix Brand Group and Former Top Executives with Accounting Fraud
- Lester Burroughs December 5, 2019SEC Charges Connecticut Man with Defrauding Retail Investors
- SBB Research Group LLC, et al. December 4, 2019SEC Charges Hedge Fund Adviser and Top Executives with Fraud
