Deutsche Bank Settles FCPA Case with SEC for $16 Million for Hiring Relatives of Public Officials
Deutsche Bank’s hiring practices in the Asia-Pacific region have exposed the institution to corruption risk, and SEC has taken note. ...
Tag: China
Between Scylla and Charybdis: Chinese Banks Navigate PRC Secrecy Laws and US Subpoenas
Wendy Wysong and team discuss a recent U.S. court ruling that reinforces the well-understood rule that non-U.S. banks with branches ...
Sanctions with Chinese Characteristics: PRC Government Threatens to Brand “Unreliable” Foreign Companies
The government of China recently announced its intentions to publish a list of foreign entities that harm the interests of ...
The Murky Business of Corporate Ownership in China and the Broad Application of the FCPA
Corporate ownership in China isn’t always crystal clear. One safe approach: just assume the business is state owned. Tom Fox ...
TRACE: Imprisoned in China
Alexandra interviews Peter Humphrey today. He and his Chinese-American wife were well-respected compliance professionals active in China when they were ...
- Jan Atlas September 17, 2019SEC Charges South Florida Securities Attorney with Issuing Misleading Opinion Letters that Furthered Fraud on Thousands of Retail Investors
- John Henderson and Global Resources Leadership LLC September 17, 2019SEC Charges IIIinois Company and Its President with Affinity Fraud Targeting Christian Investors
- Jay Daniel Seinfeld, Sara Beth Postma, Traditions Capital Management LLC, and Hospice Patient Aid Program, Inc. September 17, 2019SEC Charges Defendants Who Used Fake Charity to Defraud the Terminally III
