Webinar on Employee Handbook: Policies, Best Practices, and 2019 Issues
What will be discussed? Employee handbooks increasingly provide for employers the opportunity to make their workforce more committed to and ...
Tag: business ethics leadership leadership alliance
Developing Effective Employee Handbooks: 2019 Critical Issues and Best Practices
OVERVIEW Employee handbooks have become a valuable tool in providing important information to employees. Handbooks describe what employers expect of ...
Webinar on Building a Corporate Culture that Values Honesty, Rewards Integrity and Encourages Candor
Whether it’s fear of reprisal, natural timidity, or not wanting to hurt someone’s feelings, many of us avoid straight and ...
HR Compliance 101 – Virtual Bootcamp for New HR and Non HR Supervisors and Managers
OVERVIEW Knowing what to do in increasingly complicated employee situations can be difficult for even seasoned professionals, especially in an ...
Virtual Boot camp on HR Compliance 101 for New HR and Non HR Supervisors and Managers
If an HR department does not know how to recognize or fix problems, what can be solved as a mere miscommunication can ...
Will Your Customers Invest in Your Strategy?
Memorial Day weekend 1977 opened with an intergalactic bang as George Lucas’ blockbuster Star Wars hit movie theaters across America. ...
How Safe Is Your Business?
How much do you worry about being hacked? How much should you worry? In 2017, cyber-attacks doubled from 2016 levels—and the ...
New York DFS Issues Tough Anti-Money Laundering Regulation
The state of New York has recently passed a new rule pertaining to transaction monitoring and screening requirements within regulated ...
The Regulatory Imperative for Blockchain
The advent of blockchain technology, most commonly associated with Bitcoin stands to significantly impact the financial services industry. Four ecosystems ...
The Rise and Fall in Compliance Costs
Financial services leaders express concern about rising compliance and fraud detection costs. Short of spending more on automation or slashing ...
New Report Shows Lack of Preparedness for Automatic Exchange of Information Reporting
New research from Aberdeen Group and Sovos Compliance shows confidence, but gaps in accuracy and mounting fears of fall out ...
Waiting for the Fog to Clear: Blockchain Technology and Regulatory Compliance
Blockchain technology is poised to revolutionize the financial services industry. Compliance professionals and regulatory authorities are closely monitoring the operational ...
- Philip R. Jacoby, et al. October 17, 2019SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
- Michael J. Starkweather and Andiamo Corporation, William White October 17, 2019SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
- Kevin B. Merrill, et al. October 16, 2019Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
