Think of policy management as the last mile of risk management. After all, if risk management isn’t part of policy management, your organization will spend time and money conducting assessments that have no impact whatsoever. GRC 2020 and Hitec Laboratories, the makers of PolicyHub have prepared this report that shines light on key aspects of risk management….
The Rise of a New FINRA Risk & How to Navigate It
Reg BI says brokers should act in the best interest of their retail customers, but are they? Sarah Hutchins and...