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FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need to Know?
August 14 @ 3:00 pm - 4:00 pm CDT$199
This webinar will go through every section of the revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual to highlight changes and areas where banks should review their internal policies, processes, and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
AML Risk Assessment
BSA/AML Compliance Program
Customer Identification Program (CIP)
Customer Due Diligence/Enhanced Due Diligence (CDD/EDD)
Suspicious activity and currency transaction reporting
Foreign correspondent accounts and recordkeeping
International Transportation of Currency or Monetary Instruments Reporting (CMIR)
Bulk shipments of currency
Automated Clearing House (ACH) transactions and third-party service providers
Third-party payment processors
Embassy, foreign consulate, and foreign mission accounts
Non-Bank Financial Institutions
Cash Intensive Businesses
Non-Governmental Organizations and Charities
WHY SHOULD YOU ATTEND
The agencies that comprise the Federal Financial Institutions Examination Council (FFIEC) released an update of the FFIEC Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual. The revised manual provides current guidance on risk-based policies, procedures, and processes for banking organizations to comply with the BSA and safeguard operations from money laundering and terrorist financing.
This webinar will go section-by-section of the manual to highlight areas where banks should review their internal policies, processes, and procedures to ensure they are in compliance and discuss changes to BSA requirements since the 2014 manual was released.
WHO WILL BENEFIT?
BSA/AML Compliance Officers at banks and MSBs
Front line BSA/AML staffs
Internal and Independent auditors
Bank and MSB Staff with Roles and Responsibilities in BSA/AML Management and oversight
Risk and Compliance Management
Consultants in the AML/BSA Industry specializing in MSBs
Justin brings over 20 years of wide-arranging experience in compliance, training, and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously, he served as Macquarie Group’s Head of Americas Compliance Training and J.P. Morgan Chase’s Compliance Training Manager. He has also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.
Use Promo Code RSKPM and get flat 10% discount on all purchases
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Email: [email protected]
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