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2020 Updates to the BSA/OFAC Regulatory Process and How you can Better Prepare for an Examination

March 12 @ 1:00 pm - 2:00 pm CDT

$159 – $199

The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the Bank Secrecy Act (BSA). Our upcoming webinar discusses the ways of preparing for a BSA/OFAC regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management’s responses to identified BSA issues.

The webinar covers the following key areas:

  • Assigning a point of contact and gathering the needed information
  • Reviewing previous examinations and BSA audits
  • Ensuring senior management support to be cooperative with regulators

LEARNING OBJECTIVES

This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.

WHO WILL BENEFIT

  • Directors of the Institution
  • Managers of the Institution
  • Risk Managers
  • BSA Officers
  • Compliance Officers
  • Audit Staff
  • BSA Staff

Speaker Profile:Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner.

Use Promo Code SPRS20 and get flat 20% discount on all purchases.

To Register (or) for more details please click on this below link:

http://bit.ly/2PXKsOj

Email: [email protected]

Toll Free: +1-888-300-8494

Tel: +1-720-996-1616

Fax: +1-888-909-1882

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Details

Date:
March 12
Time:
1:00 pm - 2:00 pm
Cost:
$159 – $199
Website:
http://bit.ly/31Ugsrm

Organizer

Training Doyens
Phone:
+1-720-996-1616
Email:
support@trainingdoyens.com
Website:
http://bit.ly/31Ugsrm

Venue

Training Doyens
26468 E Walker Dr, Aurora, Colorado 80016-6104
Aurora, CO 80016 United States
+ Google Map
Phone:
+1-720-996-1616
Website:
http://bit.ly/31Ugsrm