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Kelly Carr discusses her research, with Jaimi Dowdell, that uncovered the gaps in U.S. oversight of private planes that make the country more vulnerable to terrorists and drug lords.  

The Necessity of Proactive Management Experts at applied behavioral science technology company Starling offer insights into the failures of current approaches to managing conduct risk and explore an alternative – more proactive – solution. This would mark a paradigm shift...

Q&A with Valerie Charles, Chief Strategy Officer at GAN CCI’s Maurice Gilbert interviews Valerie Charles, GAN’s Chief Strategy Officer. Valerie discusses her background, the state of compliance today and where she sees the profession headed. Maurice Gilbert: How did you...

A Forward-Looking Response to a Chaotic World The actuarial model of risk compliance employed by most large global enterprises – calculating the odds of future events based on past occurrences – has become outdated and ineffective, as the internet and...

Like it or not, your company’s code of conduct ‘talks’ about your company — it tells a story about what the company believes it and cares about. For this reason, a company should pay close attention to the story it...

Look to the Mainframe In order to meet GDPR compliance, organizations need to demonstrate they are putting forth their best possible effort in protecting customer data. But "trying" does not mean "doing," and even though they may have addressed the...

Peter Millar, the Director of Technology Application at ACL Services Ltd., provides data analysis techniques and tips for detecting and preventing fraud that will jump-start your anti-fraud program.

The Business Case for a Strong Culture of Ethics Culture and ethics are all the rage in management theory and compliance discussions, but we never see them discussed as absolutely dependent on one another. If the ethics of the organization...

Its Applications and Limitations The attorney-client privilege is not absolute, of course. Michael Volkov discusses the crime-fraud exception to attorney-client privilege, including when it may be applied. The attorney-client privilege is an invaluable tool that is used to encourage frank...

David Eby, Attorney General of British Columbia, discusses comprehensive measures being taken to address financial crime in that province.  

The New Solutions for Financial Crimes Compliance Management (FCCM) The methods for perpetrating fraud are continually evolving, so an effective approach for fighting fraud must change with the times. Ajay Katara discusses further why banks must adopt newer technologies to...

Q&A with Moore & Van Allen’s Valecia McDowell CCI’s Maurice Gilbert chats with Valecia McDowell, Co-Head of the White Collar, Regulatory Defense and Investigations practice at Moore & Van Allen and a recent addition to the firm’s management committee. Valecia...