In August 2011, the U.S. Securities and Exchange Commission finalized its Dodd-Frank whistleblower incentive program to assist in discovering and investigating potential violations of securities regulations.
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Donald Davidson
About the Author
Donald Davidson is a partner with Winston & Strawn in San Francisco. He is an experienced securities lawyer who has represented clients in litigation and in regulatory inquiries involving the SEC , FINRA and its predecessors, Justice Department, state securities regulators, and foreign securities regulators. He also advises clients on compliance and risk management issues.
- Eric J. "EJ" Dalius et al. October 15, 2019SEC Charges Additional Defendant in Multimillion Dollar Ponzi and Pyramid Scheme
- Cetera Advisors, LLC and Cetera Advisor Networks LLC October 15, 2019SEC Charges Registered Investment Adviser and Broker-Dealer with Defrauding Advisory Clients
- Richard Andrew Mallion October 11, 2019SEC Charges Man with Fraud, Unregistered Brokerage Activity, and Unregistered Offering
