In August 2011, the U.S. Securities and Exchange Commission finalized its Dodd-Frank whistleblower incentive program to assist in discovering and investigating potential violations of securities regulations.
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Donald Davidson
About the Author
Donald Davidson is a partner with Winston & Strawn in San Francisco. He is an experienced securities lawyer who has represented clients in litigation and in regulatory inquiries involving the SEC , FINRA and its predecessors, Justice Department, state securities regulators, and foreign securities regulators. He also advises clients on compliance and risk management issues.
- Terry Wayne Kelly and Kelly Management, LLC August 22, 2019SEC Charges Mississippi Company and its Principal with Fraud in Timber Ponzi Scheme
- Andrew J. Kandelapas August 20, 2019SEC Obtains Final Judgment Against CEO in Penny Stock Fraud Scheme
- Crystal World Holdings, Inc., et al. August 19, 2019SEC Charges Issuer for Misleading Investors in the Sale of Unregistered Securities
