Carlos Guillen

Carlos GuillenCarlos Guillen, President and Chief Executive Officer of award-recognized BasisCode Compliance, has more than 20 years of senior executive and technology management experience in the financial services industry.

Advanced technology delivers cost-effective compliance management

Compliance management tops regulators’ priorities, so the demand for skilled compliance specialists is at an all-time high. At the same time, compliance professionals practice at greater personal risk now than ever, so experts are growing increasingly scarce. This is a real problem for the compliance function as a whole, but software solutions are emerging to help handle the deluge of compliance tasks.

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Scce workshop
Internal auditor compliance event
Volkov's book about DOJ featuring a road sign on the cover
Compliance Job Interview Q&A