This year, U.S. regulatory examiners will be using even more sophisticated data tools and scrutinizing how firms monitor employees with industry discipline records.
In this interview, we share expert insights from Randall Mikkelsen, ThomsonReuters' North American Managing Editor for Enterprise Risk... Watch Video
Thomson Reuters convened top bank regulators and finance leaders to consider whether Wall Street banks have reformed their cultures since the NY Federal Reserve told them to shape up or break up.
This video features insights from the newsmaker event, including from Thomson Reuters' Global Director... Watch Video
Thomson Reuters today announced the findings of a new study revealing that while many financial services firms are making strides in defining conduct risk, there's little tangible progress in their efforts to formally approach addressing it within their organization. Meanwhile, compared with last year,... Watch Video
This brief video explains the right way to utilize social media platforms in relation to your organization, whether it be on the organization’s social media profiles or your personal pages as an employee -- and therefore a representative -- of that organization.
The Compliance Brief video series... Watch Video
The Compliance Brief video series provides a completely fresh take on familiar Ethics and Compliance topics. Although light in appearance – the visuals are all hand drawn cartoons – the material provides a straightforward refresher on key issues. The embedding of behavior-change methodologies is always... Watch Video
Corporate Compliance Insights is a professionally designed and managed forum dedicated to online discussion and analysis of corporate compliance, risk assessment, ethics, audit, and corporate governance topics. Additionally, Corporate Compliance Insights is a focused knowledge-sharing forum designed to educate and encourage informed interaction within the corporate compliance community. Corporate Compliance Insights is founded by Maurice Gilbert, managing partner of the Conselium Executive Search Firm, a compliance-focused executive search firm.