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Preparing a Road Map for Risk Management Success Admidst Economic and Regulatory Change

By James Bone — former Chief Compliance Officer for Fidelity Investments

During a time of financial crisis survival is typically the priority of the day for most organizations, as well it should be. However, examples of success stories have begun to emerge through all of the dire economic news. Some banks and other institutions are surviving quite well and even thriving in this tough economic environment. The question is what has prepared these firms to do more than just survive and how are they preparing for the coming changes in regulation that may impact the future of their organization?

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