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The Interesting FCPA Investigations Regarding Blackwater and Morgan Stanley

written by Mike Koehler November 12, 2009 Compliance, FCPA compliance, Mike Koehler FCPA Column

Blackwater (and its executives) could be in some murky FCPA water in connection with alleged secret payments to Iraqi officials. Also, Garth Peterson was fired by Morgan Stanley last December over concerns that he may have violated the FCPA.

James Gorman Named Chief Executive of Morgan Stanley, Replacing John J. Mack

written by CCI September 11, 2009 People

Morgan Stanley announced yesterday that James Gorman will replace John J. Mack as Chief Executive Officer, effective January 1, 2010. Gorman will also be joining the Morgan Stanley board of directors on that date.

GRC News Roundup: Goldman Sachs, Morgan Stanley Face CFTC Review; Teva, Servier Antitrust Probe

written by CCI July 8, 2009 Compliance, Compliance News, General Interest, Governance

In today’s edition of the GRC news roundup, we look at the CFTC review being faced by Goldman Sachs and Morgan Stanley as well as the antitrust probe facing Teva and Servier.