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Tips to Achieve Consolidated Audit Trail (CAT) Compliance

Posted by - April 23, 2018
How to Overcome Technological Roadblocks What a time to work in the GRC field: new technologies are constantly emerging to help companies meet their regulatory obligations. At the same time, many fragmented requirements have piled up over time. Chris Ekonomidis, Head of U.S. Business Consulting at Synechron, discusses the three…
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Using IPA for Due Diligence Compliance

Posted by - April 12, 2018
A Primer on the Standardized Approach to Credit Risk The Bank for International Settlements (BIS) regulatory body has proposed using a standardized approach to credit risk (SA-CR) when measuring credit risk. Banks using intelligent process automation (IPA) may leverage the approach to ensure compliance with the new due diligence requirements.…
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The Impact of RPA on GDPR

Posted by - April 9, 2018
Using Content Analytics to Ensure Compliance Buzzwords like AI and machine learning tend to grab the attention of C-suite leaders, but the most exciting tool in the digital transformation toolbox is RPA, robotic process automation. Anthony Macciola defines RPA, discusses the realities of machine learning and covers strategies for driving…
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Navigating KYC in the Nordics, Part 2

Posted by - March 28, 2018
Embracing New Technologies Fenergo’s Laura Glynn discusses how banks around the world are embracing a more digitalized and transformative approach to compliance and, indeed, client life cycle management. Read Part 1. The global financial services industry is currently on the brink of a massive technological disruption. Financial institutions are now…
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Audit and the Rise of Robotic Process Automation

Posted by - March 12, 2018
Risks Presented in Adopting RPA with co-author Barton Edgerton A large number of organizations are quickly moving to implement robotic process automation (RPA) across a wide variety of corporate functions, ranging from shared services to finance. Most audit departments will soon confront RPA in many processes previously controlled by humans.…
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Often-Overlooked Factors in Risk Management

Posted by - February 23, 2018
Driving Down Risk, From the Cubicle to the C-Suite Effective employee engagement and reporting is key to accountability and effective risk management. So why are we not paying more attention to how today’s workforce prefers to communicate? with co-author Jay R. Taylor, CEO of EagleNext Advisors We are entering an…
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7 Cybersecurity Predictions for 2018

Posted by - February 8, 2018
The Inherent Risk (and Reward) of Innovation This year, cybersecurity officers must rethink their end-to-end security ecosystem. Top priority will be identifying and addressing evolving vulnerabilities to people, processes, technologies and service providers. It’s time both to re-evaluate the overarching security strategy and to take a more security-minded approach from…
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Can AI Be the Next Step in GRC’s Evolution?

Posted by - October 18, 2017
How IT Can Leverage AI to Prevent Major Cybersecurity Incidents The need for artificial intelligence (AI) in IT governance, risk and compliance (GRC) is growing quickly.  As companies expand their digital footprints, cybersecurity vulnerabilities worsen due to an increased amount of data being produced from IT security monitoring and performance…
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6 Trends in AML Compliance

Posted by - October 17, 2017
Translating Smart Investments to Improved Governance and Customer Relationships Anti-money laundering regulations (AML), including Know Your Customer (KYC) requirements, are hardly a new concept in the world of financial services. Over the years, financial institutions have largely mastered the mechanics of compliance. There is, however, significant opportunity for improvement, especially…
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6 Critical Components of Next-Gen Compliance Solutions

Posted by - October 9, 2017
Key Considerations for Your Next Compliance Tech Dun & Bradstreet’s Global Regulatory Strategist outlines six key traits compliance professionals should be on the lookout for when evaluating next-gen compliance solutions. In an increasingly global economy where pressure for cost control is high, accessibility to broader data and advanced technologies can help compliance…
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Intelligent Automation: Designing the Intelligent Organization

Posted by - September 25, 2017
The Driver Behind Enterprise Situational Awareness Intelligent automation is an emerging solution to enable intelligent decision-making at the strategic level, but it doesn’t necessarily have to be complex or require cumbersome new infrastructure. In fact, since overly complicated approaches to intelligent automation tend to result in project failure, simplicity may…
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Is Artificial Intelligence Ready for Financial Compliance?

Posted by - September 19, 2017
Key Challenges and Benefits of AI Machine learning and artificial intelligence have become buzzwords in the financial services industry. Daniel Fernandez helps to break down the difference between the two terms and explains how these technologies are being used by compliance departments today. By delving into how these technologies work,…