Best of Both Worlds: Open Data Access and Governed Control

Posted by - June 8, 2018
It’s Time to Take Data to the Next Level The self-service technology culture allows each business user to access data for analytical purposes. Yet it has created an abundance of rogue data sets across enterprises that may contain outdated or inaccurate information and that fall outside of organization’s data governance…
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Tips to Achieve Consolidated Audit Trail (CAT) Compliance

Posted by - April 23, 2018
How to Overcome Technological Roadblocks What a time to work in the GRC field: new technologies are constantly emerging to help companies meet their regulatory obligations. At the same time, many fragmented requirements have piled up over time. Chris Ekonomidis, Head of U.S. Business Consulting at Synechron, discusses the three…
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The Real Return on Risk and Compliance Technologies

Posted by - March 2, 2018
The Value of Big Data A crucial shift is underway in the financial services industry when it comes to regulatory compliance; cultures are changing, and new value is being created for banks and their customers because of AI technology. Grace Brasington of Watson Financial Services discusses the role technology can…
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The Top 10 Regulatory and Litigation Risks

Posted by - February 20, 2018
Key Concerns for Private Funds in 2018 with co-authors Joshua M. Newville, Michael R. Hackett, Anthony Drenzek, William Dalsen, Alexandra V. Bargoot, Brian Hooven and Lucy Wolf With the public equity markets at an all-time high and private equity fundraising setting new records, it might seem counterintuitive to forecast litigation and regulatory risks. The opposite is true. Disputes…
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9 Ways Auditors Deliver Tangible Value

Posted by - October 19, 2017
Part 2 in a Series Exploring the “Auditor of the Future” Part 2 of this series from Protiviti’s Jim DeLoach and Brian Christensen discusses several ways auditors can add value to the organization beyond the scope of the audit plan. with co-author Brian Christensen Read Part 1 here. Last week,…
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6 Critical Components of Next-Gen Compliance Solutions

Posted by - October 9, 2017
Key Considerations for Your Next Compliance Tech Dun & Bradstreet’s Global Regulatory Strategist outlines six key traits compliance professionals should be on the lookout for when evaluating next-gen compliance solutions. In an increasingly global economy where pressure for cost control is high, accessibility to broader data and advanced technologies can help compliance…
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Intelligent Automation: Designing the Intelligent Organization

Posted by - September 25, 2017
The Driver Behind Enterprise Situational Awareness Intelligent automation is an emerging solution to enable intelligent decision-making at the strategic level, but it doesn’t necessarily have to be complex or require cumbersome new infrastructure. In fact, since overly complicated approaches to intelligent automation tend to result in project failure, simplicity may…
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CIOs: 5 Big Data Operational Changes to Make Now

Posted by - September 14, 2017
Preparing Your Organization for GDPR Compliance The threat of a $24 million fine is enough to make any organization sit up and listen to what changes they must make to adhere to new European Union laws on data protection. But, in preparing for General Data Protection Regulation (GDPR), are U.S.…
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The Only Way is Ethics

Posted by - July 10, 2017
Morals and Morale in the Workplace There’s a degree of trust at every level of an organisation. Depending on size, it may or may not be easy to communicate with every echelon, but senior figures should always be fully aware of what the attitude and outlook is throughout the company…
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Reimagining Enterprise Fraud Risk Management

Posted by - July 6, 2017
A Digital Transformation Increased sophistication in technology platforms, banking channels and digital initiatives has ushered in transformation in the banking industry. But these changes have also brought about increasingly sophisticated financial crimes. Bank fraud is now being committed by tech savvy criminals who find means to bypass the fraud detection…
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Improving the Effectiveness of AML Programs

Posted by - June 30, 2017
Using Artificial Intelligence to Minimize Risk Money laundering continues to be a serious concern for financial institutions across the globe, as legacy technologies allow an unacceptable number of illicit transactions to go unidentified. However, many forward-thinking financial institutions have begun working smarter by using artificial intelligence (AI), dramatically improving the…