Home » anti-money laundering » Recent Articles:

Risk-Based Compliance: A Framework for Analysis

written by Thomas Fox November 9, 2009 Compliance, FCPA compliance, Featured Article, Risk

by Thomas Fox, FCPA Compliance Attorney
In order to assess any risk a company must have a framework in place to begin this analysis. The benefits of a risk-based compliance system are clear. To make this risk-based determination, a company must institute a structure to make an appropriate assessment.

Identification of “Red Flags” for Possible Violations of Key U.S. Laws for Companies Operating Overseas

written by Sharie Brown September 9, 2009 Compliance, FCPA compliance, Featured Article

In the latest CCI featured article, Sharie Brown, chair of FCPA and Corporate Compliance at DLA Piper, provides a list of “red flags” companies can instruct their employees to watch out for to manage compliance risk of overseas operations. Red flags are included for the areas of anti-bribery, export controls, anti-money laundering, anti-terrorism, and anti-boycott risks.