Home » Compliance » Compliance News » Currently Reading:

Complinet Announces Finalists for 5th Annual Compliance Awards

by CCI @ 2009-10-13

Category: Compliance, Compliance News

Complient has announced the finalists for its 5th annual Compliance Awards. Winners will be announced at the awards dinner on November 9th.

The finalists for Compliance Officer of the Year are as follows:

Rajesh Kumar, Executive Director, JPMorgan
Charles Farquharson, Compliance Director, Insight Investment Management (now part of BoNY)
Paul Geradine, EMEA Head of Equity Compliance, UBS
Trevor Mullin, EMEA Head of Structured Product Compliance, UBS
Clare Curtis and Mark Harris, Co-heads of Compliance, Lehman Brothers in Administration
Erick Smart, Head of CIB and SFI Compliance, Calyon CIB

Find more about the event, how to register, and how the other award nomiees are at the following link: http://www.complinet.com/gatherings/gcc/summit/2010/

Source: Reuters

Tags: compliance awards, compliance officer, complient

Corporate Compliance Insights was founded by Maurice Gilbert, the Managing Director
of Conselium, a premier global executive search firm for compliance.

Enter your email address to subscribe to the CCI Daily Digest:

Delivered by FeedBurner, Corporate Compliance Insights, and the Conselium compliance search group

Comment on this Article:

Name

Email

Website

Search This Site:

Subscribe and Follow

Subscribe in a reader

Subscribe via email

Categories

Economic Recovery Plan: Restoring Trust Through Ethics and Compliance

August 6, 2010

Any number of factors contributed to our economic collapse—credit default swaps, mortgage-backed securities, Ponzi schemes, subprime mortgages, and all sorts of other things that most of us had never heard of a year ago. But they all boil down to one simple concept: a loss of trust.

Significant New SEC Ruling: Compliance Officer Slammed Over Emails and Instant Messages

July 19, 2010

vFinance and former CCO Richard Campanella appealed an SEC administrative law judge’s Initial Decision that found that vFinance willfully failed to preserve and promptly produce electronic communications regarding its trading in the securities of Lexington Resources, Inc. (“Lexington”), and that Campanella willfully aided and abetted and was a cause of these violations.

Economic Downturn an Opportunity for CCOs

November 5, 2009

New featured article by Luis Ramos, Chief Executive Officer for The Network. As with many situations of adversity, the current economic downturn presents an opportunity for a Chief Compliance Officer (CCO) to strengthen their company’s ethics and compliance programs.

Home » Compliance » Compliance News » Currently Reading:

Complinet Announces Finalists for 5th Annual Compliance Awards

Comment on this Article:

Search This Site:

Subscribe and Follow

Categories

Related Posts

FCPA Compliance: Featured Column by Mike Koehler

Financial Compliance: Featured Column by Bill Singer

Risk Assessment: Featured Column by Jeff Kaplan

Pharma Compliance

Financial Compliance

Healthcare Compliance

Archives

Copyright 2010 Corporate Compliance Insights - All Rights Reserved